{"id":6279,"date":"2026-01-08T01:25:11","date_gmt":"2026-01-07T22:25:11","guid":{"rendered":"https:\/\/ususlawfirm.com\/service\/%d9%85%d9%86%d8%a7%d8%b2%d8%b9%d8%a7%d8%aa-%d8%a7%d9%84%d8%a3%d9%88%d8%b1%d8%a7%d9%82-%d8%a7%d9%84%d9%85%d8%a7%d9%84%d9%8a%d8%a9\/"},"modified":"2026-10-04T14:12:59","modified_gmt":"2026-10-04T11:12:59","slug":"securities-disputes","status":"publish","type":"service","link":"https:\/\/ususlawfirm.com\/en\/service\/securities-disputes\/","title":{"rendered":"Securities Disputes"},"content":{"rendered":"<p><!-- generated by gen_services_en.py --><\/p>\n<div class=\"srv-intro\" dir=\"ltr\" style=\"text-align: left;\">\n<h2>Securities disputes in Saudi Arabia<\/h2>\n<p>Disputes over shares, funds and investments in the capital market have their own forum and procedures, and need knowledge of the Capital Market Law and CMA regulations alongside litigation.<\/p>\n<p>Usus Law Firm represents investors, companies and capital market institutions: complaints to the Capital Market Authority, claims before the Committee for Resolution of Securities Disputes, and appeals before the Appeal Committee.<\/p>\n<\/div>\n<div class=\"srv-scope\" dir=\"ltr\" style=\"text-align: left;\">\n<h2>Disputes we handle<\/h2>\n<ul>\n<li><strong>Investors and brokers:<\/strong> unauthorised orders, execution errors and broker breaches.<\/li>\n<li><strong>Investment funds:<\/strong> unitholders against fund managers.<\/li>\n<li><strong>Disclosure:<\/strong> compensation for incomplete or misleading disclosure.<\/li>\n<li><strong>Shareholders:<\/strong> disputes among shareholders of listed companies.<\/li>\n<\/ul>\n<\/div>\n<div class=\"srv-why\" dir=\"ltr\" style=\"text-align: left;\">\n<h2>Why Usus Law Firm?<\/h2>\n<div class=\"why-grid\">\n<div class=\"why-item\">\n            <strong>Advice before action<\/strong><\/p>\n<p>We review your documents and explain your legal position and options before you commit to anything.<\/p>\n<\/p><\/div>\n<div class=\"why-item\">\n            <strong>Grounded in the law<\/strong><\/p>\n<p>Every claim or defence we file rests on a statutory provision and written evidence.<\/p>\n<\/p><\/div>\n<div class=\"why-item\">\n            <strong>Full confidentiality<\/strong><\/p>\n<p>Details of your matter go only to the competent authority, and only as far as the case requires.<\/p>\n<\/p><\/div>\n<div class=\"why-item\">\n            <strong>Direct contact<\/strong><\/p>\n<p>One lawyer follows your matter and tells you what happened and what comes next.<\/p>\n<\/p><\/div><\/div>\n<\/div>\n<div class=\"srv-intro\" dir=\"ltr\" style=\"text-align: left;\">\n<h2>Securities lawyer in Riyadh and Tabuk<\/h2>\n<p><strong>Riyadh:<\/strong> Al Olaya, Khurais Road and Olaya Street intersection, Building 3061, First Floor. Phone and WhatsApp: <a href=\"tel:+966530349349\">+966 53 034 9349<\/a>.<\/p>\n<p><strong>Tabuk:<\/strong> Al Muruj Al Awwal, King Abdulaziz Road, Building 8937. Phone and WhatsApp: <a href=\"tel:+966558485838\">+966 55 848 5838<\/a>.<\/p>\n<p>We also act in other regions of the Kingdom: many hearings are held remotely and powers of attorney are issued online through Najiz. <a href=\"https:\/\/ususlawfirm.com\/en\/our-branches\/\">Our branches in Riyadh and Tabuk<\/a>.<\/p>\n<\/div>\n<div class=\"srv-faq\" dir=\"ltr\" style=\"text-align: left;\">\n<div class=\"usus-qbox\">\n<h2>Request a quick consultation<\/h2>\n<p>Leave your name and mobile number, and a lawyer from our Riyadh or Tabuk branch will call you during working hours.<\/p>\n\n<div class=\"wpcf7 no-js\" id=\"wpcf7-f6963-o1\" lang=\"en-US\" dir=\"ltr\" data-wpcf7-id=\"6963\">\n<div class=\"screen-reader-response\"><p role=\"status\" aria-live=\"polite\" aria-atomic=\"true\"><\/p> <ul><\/ul><\/div>\n<form action=\"\/en\/wp-json\/wp\/v2\/service\/6279#wpcf7-f6963-o1\" method=\"post\" class=\"wpcf7-form init\" aria-label=\"Contact form\" novalidate=\"novalidate\" data-status=\"init\">\n<fieldset class=\"hidden-fields-container\"><input type=\"hidden\" name=\"_wpcf7\" value=\"6963\" \/><input type=\"hidden\" name=\"_wpcf7_version\" value=\"6.2.2\" \/><input type=\"hidden\" name=\"_wpcf7_locale\" value=\"en_US\" \/><input type=\"hidden\" name=\"_wpcf7_unit_tag\" value=\"wpcf7-f6963-o1\" \/><input type=\"hidden\" name=\"_wpcf7_container_post\" value=\"0\" \/><input type=\"hidden\" name=\"_wpcf7_posted_data_hash\" value=\"\" \/>\n<\/fieldset>\n<span id=\"wpcf7-6ae235aeb7f29-wrapper\" class=\"wpcf7-form-control-wrap cf7apps-honeypot-wrap honeypot-qf-wrap\" style=\"position:absolute;width:1px;height:1px;padding:0;margin:-1px;overflow:hidden;clip:rect(0,0,0,0);white-space:nowrap;border:0;\"><label for=\"wpcf7-6ae235aeb7f29-field\" class=\"hp-message\">Please leave this field empty.<\/label><input id=\"wpcf7-6ae235aeb7f29-field\"  class=\"wpcf7-form-control wpcf7-text\" type=\"text\" name=\"honeypot-qf\" value=\"\" autocomplete=\"new-password\" tabindex=\"1000\" data-cf7apps-tabindex=\"1000\" \/><\/span>\n<div class=\"usus-qf\">\n<div class=\"f\"><label for=\"q-name\">Name<\/label><span class=\"wpcf7-form-control-wrap\" data-name=\"q-name\"><input size=\"40\" maxlength=\"400\" class=\"wpcf7-form-control wpcf7-text wpcf7-validates-as-required\" id=\"q-name\" autocomplete=\"name\" aria-required=\"true\" aria-invalid=\"false\" placeholder=\"Your name\" value=\"\" type=\"text\" name=\"q-name\" \/><\/span><\/div>\n<div class=\"f\"><label for=\"q-phone\">Mobile<\/label><span class=\"wpcf7-form-control-wrap\" data-name=\"q-phone\"><input size=\"40\" maxlength=\"400\" class=\"wpcf7-form-control wpcf7-tel wpcf7-validates-as-required wpcf7-text wpcf7-validates-as-tel\" id=\"q-phone\" autocomplete=\"tel\" aria-required=\"true\" aria-invalid=\"false\" placeholder=\"05xxxxxxxx\" value=\"\" type=\"tel\" name=\"q-phone\" \/><\/span><\/div>\n<div class=\"f\"><label for=\"q-city\">City<\/label><span class=\"wpcf7-form-control-wrap\" data-name=\"q-city\"><select class=\"wpcf7-form-control wpcf7-select wpcf7-validates-as-required\" id=\"q-city\" aria-required=\"true\" aria-invalid=\"false\" name=\"q-city\"><option value=\"Riyadh\">Riyadh<\/option><option value=\"Tabuk\">Tabuk<\/option><option value=\"Other city\">Other city<\/option><\/select><\/span><\/div>\n<div class=\"f w\"><label for=\"q-msg\">Your case in brief (optional)<\/label><span class=\"wpcf7-form-control-wrap\" data-name=\"q-msg\"><textarea cols=\"40\" rows=\"2\" maxlength=\"600\" class=\"wpcf7-form-control wpcf7-textarea\" id=\"q-msg\" aria-invalid=\"false\" placeholder=\"One or two lines are enough\" name=\"q-msg\"><\/textarea><\/span><\/div>\n<div class=\"s\"><input class=\"wpcf7-form-control wpcf7-submit has-spinner\" type=\"submit\" value=\"Request a call from a lawyer\" \/><\/div>\n<\/div><div class=\"wpcf7-response-output\" aria-hidden=\"true\"><\/div>\n<\/form>\n<\/div>\n<\/div>\n<h2>Frequently asked questions<\/h2>\n<div class=\"faq-item\">\n<div class=\"faq-q\">Which body hears securities disputes?<\/div>\n<div class=\"faq-a\">The Committee for Resolution of Securities Disputes, with appeals before the Appeal Committee for Resolution of Securities Disputes.<\/div><\/div>\n<div class=\"faq-item\">\n<div class=\"faq-q\">Must I complain to the CMA first?<\/div>\n<div class=\"faq-a\">In many disputes, yes, following the CMA procedures.<\/div><\/div>\n<\/div>\n<div class=\"srv-cases\" dir=\"ltr\" style=\"text-align: left;\">\n<h2>Our work<\/h2>\n<div class=\"case-item\">Represented an investor in a lawsuit against a listed company due to irregular trading, obtaining a judgment to cancel the transaction and compensate the investor.<\/div>\n<div class=\"case-item\">Handled a dispute between a financial intermediary and a client, reaching a fair legal settlement that ensured the rights of both parties.<\/div>\n<\/div>\n<div class=\"srv-scope\" dir=\"ltr\" style=\"text-align: left;\">\n<h2>Related services<\/h2>\n<ul>\n<li><a href=\"https:\/\/ususlawfirm.com\/en\/service\/defense-and-litigation-before-quasi-judicial-committees-and-appealing-their-decisions\/\">Quasi-Judicial Committees<\/a><\/li>\n<li><a href=\"https:\/\/ususlawfirm.com\/en\/service\/banking-disputes\/\">Banking Disputes<\/a><\/li>\n<li><a href=\"https:\/\/ususlawfirm.com\/en\/service\/corporate-governance\/\">Corporate Governance<\/a><\/li>\n<li><a href=\"https:\/\/ususlawfirm.com\/en\/book-consultation\/\">Book a free legal consultation<\/a> in Riyadh, Tabuk or online.<\/li>\n<\/ul>\n<\/div>\n<div class=\"srv-refs\" dir=\"ltr\" style=\"text-align: left;\">\n<h2>Laws and references<\/h2>\n<div class=\"refs-list\">\n        <span>Capital Market Law and its Implementing Regulations<\/span><br \/>\n        <span>Market Conduct Regulations<\/span><br \/>\n        <span>Rules of Procedure for Securities Disputes<\/span>\n    <\/div>\n<\/div>\n","protected":false},"excerpt":{"rendered":"<p>Investor, broker and fund disputes before the securities committee.<\/p>\n","protected":false},"featured_media":7328,"parent":0,"menu_order":19,"comment_status":"closed","ping_status":"closed","template":"","format":"standard","meta":{"_acf_changed":false,"footnotes":""},"categories":[],"class_list":["post-6279","service","type-service","status-publish","format-standard","has-post-thumbnail","hentry"],"acf":[],"_links":{"self":[{"href":"https:\/\/ususlawfirm.com\/en\/wp-json\/wp\/v2\/service\/6279","targetHints":{"allow":["GET"]}}],"collection":[{"href":"https:\/\/ususlawfirm.com\/en\/wp-json\/wp\/v2\/service"}],"about":[{"href":"https:\/\/ususlawfirm.com\/en\/wp-json\/wp\/v2\/types\/service"}],"replies":[{"embeddable":true,"href":"https:\/\/ususlawfirm.com\/en\/wp-json\/wp\/v2\/comments?post=6279"}],"version-history":[{"count":0,"href":"https:\/\/ususlawfirm.com\/en\/wp-json\/wp\/v2\/service\/6279\/revisions"}],"wp:featuredmedia":[{"embeddable":true,"href":"https:\/\/ususlawfirm.com\/en\/wp-json\/wp\/v2\/media\/7328"}],"wp:attachment":[{"href":"https:\/\/ususlawfirm.com\/en\/wp-json\/wp\/v2\/media?parent=6279"}],"wp:term":[{"taxonomy":"category","embeddable":true,"href":"https:\/\/ususlawfirm.com\/en\/wp-json\/wp\/v2\/categories?post=6279"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}