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Securities Disputes
Securities disputes are among the most sensitive cases in financial markets, as they relate to the rights of investors, listed companies, and financial intermediaries.
These disputes may arise from trading activities, contracts, or regulatory decisions, and may directly affect investor confidence and market stability.
At Usus Law Firm, we provide specialized services in handling these disputes through a legal team with extensive experience in financial market regulations and the Capital Market Authority (CMA) regulations of Saudi Arabia.
How We Work?
- We represent clients before the Committee for the Resolution of Securities Disputes
- We submit objections and appeals against decisions issued by regulatory authorities
- We review contracts and agreements related to trading and investments
- We handle disputes between investors and listed companies or financial intermediaries
- We provide specialized legal consultations to ensure compliance with CMA regulations
Service Scope
- Disputes between investors and listed companies
- Cases related to irregular or fraudulent trading
- Appeals against regulatory decisions issued by the Capital Market Authority
- Disputes between financial intermediaries and clients
- Review of regulatory obligations for companies listed in the market
Why Us?
Practical Experience
Direct engagement with the Committee for the Resolution of Securities Disputes
Precise Memoranda
Drafting legal memoranda supported by regulatory texts and precedents
Continuous Follow-up
Accurate monitoring of procedures to ensure protection of investors' rights
Innovative Solutions
Innovative legal solutions that enhance clients' confidence in the financial market
Frequently Asked Questions
What is the competent authority for securities disputes?
The Committee for the Resolution of Securities Disputes under the Capital Market Authority.
Can decisions of these committees be appealed?
Yes, appeals can be made according to applicable regulations and laws.
What are the main causes of these disputes?
Irregular trading, fraud, or breach of regulatory obligations.
Is the investor required to appear in person?
No, the attorney representing the investor can carry out all procedures.
Our Work
Represented an investor in a lawsuit against a listed company due to irregular trading, obtaining a judgment to cancel the transaction and compensate the investor.
Handled a dispute between a financial intermediary and a client, reaching a fair legal settlement that ensured the rights of both parties.
References and Regulations
Saudi Capital Market Law
Capital Market Authority Regulations
Trading Instructions and Regulatory Obligations
