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Securities disputes in Saudi Arabia
Disputes over shares, funds and investments in the capital market have their own forum and procedures, and need knowledge of the Capital Market Law and CMA regulations alongside litigation.
Usus Law Firm represents investors, companies and capital market institutions: complaints to the Capital Market Authority, claims before the Committee for Resolution of Securities Disputes, and appeals before the Appeal Committee.
Disputes we handle
- Investors and brokers: unauthorised orders, execution errors and broker breaches.
- Investment funds: unitholders against fund managers.
- Disclosure: compensation for incomplete or misleading disclosure.
- Shareholders: disputes among shareholders of listed companies.
Why Usus Law Firm?
Advice before action
We review your documents and explain your legal position and options before you commit to anything.
Grounded in the law
Every claim or defence we file rests on a statutory provision and written evidence.
Full confidentiality
Details of your matter go only to the competent authority, and only as far as the case requires.
Direct contact
One lawyer follows your matter and tells you what happened and what comes next.
Securities lawyer in Riyadh and Tabuk
Riyadh: Al Olaya, Khurais Road and Olaya Street intersection, Building 3061, First Floor. Phone and WhatsApp: +966 53 034 9349.
Tabuk: Al Muruj Al Awwal, King Abdulaziz Road, Building 8937. Phone and WhatsApp: +966 55 848 5838.
We also act in other regions of the Kingdom: many hearings are held remotely and powers of attorney are issued online through Najiz. Our branches in Riyadh and Tabuk.
Request a quick consultation
Leave your name and mobile number, and a lawyer from our Riyadh or Tabuk branch will call you during working hours.
RiyadhTabukOther city
Frequently asked questions
Which body hears securities disputes?
The Committee for Resolution of Securities Disputes, with appeals before the Appeal Committee for Resolution of Securities Disputes.
Must I complain to the CMA first?
In many disputes, yes, following the CMA procedures.
Our work
Represented an investor in a lawsuit against a listed company due to irregular trading, obtaining a judgment to cancel the transaction and compensate the investor.
Handled a dispute between a financial intermediary and a client, reaching a fair legal settlement that ensured the rights of both parties.
Related services
- Quasi-Judicial Committees
- Banking Disputes
- Corporate Governance
- Book a free legal consultation in Riyadh, Tabuk or online.
Laws and references
Capital Market Law and its Implementing Regulations
Market Conduct Regulations
Rules of Procedure for Securities Disputes